The SEC proposed amendments to Rule 17a-7, expanding eligible securities for cross-trading by registered funds, including fixed-income and level 2 securities, with new reporting requirements.
The SEC has proposed new crypto custody rules allowing self-custody and state trust companies for advisers and funds, with a 60-day public comment window.
The SEC has issued a five-year Innovation Exemption allowing Tokenized Securities Venues to trade tokenized NMS stocks under specific conditions until September 17, 2031.
The SEC proposed rescinding Rule 14a-8, removing the federal path for shareholder proposals and giving companies more discretion over proxy voting, while cutting a broker-search window by 75%.
The SEC has proposed rescinding Rule 206(4)-5, which currently bars investment advisers from receiving compensation for two years if they make political contributions above a de minimis threshold.
